Insights·Tax guide

Tender offers and taxes: what to expect when your company buys back shares

SpaceX and other companies run regular tender offers. We explain how tender proceeds are taxed, whether they count as ordinary income or capital gains, and planning tips.

2025-03-12 · 6 min read
Article from 2025-03-12 — valuations have moved since

This piece references valuations and round details as they stood at the time of writing. For the current 4-method estimate, see the company pages — refreshed monthly.

Key takeaways
  • Tender proceeds are taxed based on the underlying asset: ordinary income for direct option spread, capital gains for previously-exercised shares.
  • Cashless tenders on ISOs typically forfeit the LTCG benefit.
  • Holding period requirements (1-year post-exercise, 2-year post-grant) apply to tendered shares same as any other sale.

A tender offer is when a company (or a group of investors organised by the company) offers to buy back employee shares at a set price. SpaceX, Stripe, and most established unicorns run them periodically. They're the most common liquidity event for late-stage private employees.

How tender proceeds are taxed

It depends on what you're tendering:

  • Previously-exercised shares held >1 year after exercise and >2 years after grant: long-term capital gains (up to 23.8% federal).
  • Previously-exercised shares held <1 year: short-term capital gains, taxed as ordinary income.
  • Unexercised NSOs in a cashless tender: spread is ordinary income.
  • Unexercised ISOs in a cashless tender: 'disqualifying disposition' — entire spread is ordinary income, no LTCG benefit.
  • RSUs / PPUs tendered: distribution is ordinary income at the time of payout.

Strategy

If you have ISOs and you know a tender is coming in 12+ months, exercising now starts the 1-year LTCG clock. The pre-exercise tax cost is AMT exposure. Run the trade-off math: AMT today versus saving 13.8% (ordinary − LTCG) on the eventual gain.

SpaceX runs tenders roughly every 6 months. If you joined in early 2024 and have ISOs vested today, exercising in Q1 2025 positions you for LTCG treatment in the second half of 2026 tenders — assuming you can absorb the AMT now.

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